Exchange Bulletin
Global Alpha Worldwide Growth Fund (GAF.UN) To Trade On Toronto Stock Exchange
Global Alpha Worldwide Growth Fund (the “Fund”) - An application has been granted for the original listing in the Industrial category of up to 8,625,000 Units of the Fund, of which up to 7,500,000 Units will be issued and outstanding and up to 1,125,000 Units will be reserved for issuance upon completion of an initial public offering (the “Offering”).
Listing of the Units will become effective at 5:01 p.m. on Wednesday, August 5, 2015, in anticipation of the Offering closing on Thursday, August 6, 2015. The Units will be posted for trading at the opening on August 6, 2015 upon confirmation of closing of the Offering.
The registration and transfer of Units will be effected through the book-entry only system administered by CDS Clearing and Depository Services Inc. Unitholders of the Fund will not have the right to receive physical certificates evidencing their ownership of the Units.
Additional information on the Units may be found in Fund’s final prospectus dated July 20, 2015 (the “Prospectus”), which is available at www.SEDAR.com. Capitalized terms not otherwise defined are as defined in the Prospectus.
| Stock Symbol: "GAF.UN" | CUSIP: 37955J 10 5 | Trading Currency: CDN$ |
| Temporary Market Maker: | National Bank Financial Inc. |
| Other Markets: | None |
| Head Office Address: | 1 First Canadian Place 100 King St. West, 3rd Floor Podium P.O. Box 150 Toronto, ON M5X 1H3 |
| Head Office Telephone Number: | (416) 359-4000 |
| Fax Number: | (416) 862-2498 |
| Email Address: | gloria.lau@bmo.com |
| Website Address: | www.bmocm.com/investorsolutions |
| Investor Relations: | Gloria Lau 1-866-864-7760 admin.dealerservice@bmonb.com |
| Chief Financial Officer: | Peter Hinman |
| Corporate Secretary: | Paul Dubal |
| Manager of the Fund: | BMO Nesbitt Burns Inc. |
| Incorporation: | The Fund is a non-redeemable investment fund established as a trust under the laws of the Province of Ontario pursuant to a declaration of trust dated July 20, 2015. |
| Fiscal Year End: | December 31 |
| Nature of Business: | The Fund has been created to provide unitholders with the opportunity for long-term capital appreciation through an actively managed, diversified portfolio of equity securities of companies in the global small cap universe based primarily in developed market economies that have unrecognized and accelerating earnings growth potential. |
| Transfer Agent & Registrar: | CST Trust Company, at its principal offices in Toronto. |
| Distributions: | For the remaining months in 2015 following the closing of the Offering, the Fund does not intend to pay regular distributions. However, after this period, the Manager, in consultation with the Portfolio Manager, may determine on a quarterly basis to pay a cash distribution to Unitholders. |
| Public Offering: | Pursuant to the terms of the Prospectus, up to a maximum of 7,500,000 Units are being offered to the public by BMO Nesbitt Burns Inc., CIBC World Markets Inc., RBC Dominion Securities Inc., Scotia Capital Inc., National Bank Financial Inc., TD Securities Inc., Canaccord Genuity Corp., GMP Securities L.P., Raymond James Ltd., Desjardins Securities Inc., Dundee Securities Ltd., Global Securities Corporation, Industrial Alliance Securities Inc., Laurentian Bank Securities Inc., Mackie Research Capital Corporation, Manulife Securities Incorporated and PI Financial Corp., as agents, at a price of $10.00 per Unit. |
