5 B. Application fees A non-refundable application fee of C$7,500 for an application on TSX or C$10,000 for an application on TSXV must be submitted with the initial documents for a company incorporated outside of Canada that is listed on another exchange. C. Personal Information Forms (“PIF”) A PIF or statutory declaration (“Declaration”) is required for all insiders of the company. An insider includes all officers and directors of the company and holders of greater than 10% of the shares outstanding. A Declaration may be filed if you have filed a PIF with one of the Exchanges in the last three years and there have been no changes. TSX TSXV TSX - Form 4 (PIF) / Declaration (for individual that has completed a PIF within the past 5 years). TSXV - Form 2A (PIF) or a Declaration (Form 2C1 for individual that has completed a PIF within the past 5 years). D. Financial statements TSX requires applicants listed on another exchange to file audited financial statements for themost recently completed financial year and unaudited financial statements for the financial quarter (or half year statements), depending on the home jurisdiction of the issuer. If completing a prospectus, applicants must comply with NI 41-101. TSXV follows the prospectus requirements for financial statements under securities laws in all listing scenarios. TSX and TSXV: NI 52-107 allows certain applicants to file financial statements prepared in accordance with U. S. GAAP without reconciliation to IFRS. Quarterly financial statements (management prepared) and annual financial statements (with an auditor’s report) will be required once listed unless the issuer is eligible for the exemption outlined below in the section entitled “Exemptions from Canadian Continuous Disclosure Obligations for Non-Canadian Issuers”. Once listed, on-going year-end audited financial statementsmust be certified by an auditor registered with the Canadian Public Accountability Board (CPAB). There is no requirement that financial statements be in, or converted to, Canadian dollars. Please see attached chart for reporting period requirements. E. Articles or corporate by-laws A review of shareholder protections and rights may be required to ensure that the company’s jurisdiction provides similar protections and rights as a company incorporated in a Canadian jurisdiction. Companies incorporated in Australia, the UK and some U. S. states (including Delaware) provide shareholder protections and rights similar to those in Canada and are therefore not subject to this review. If required, applicants will be asked to complete information regarding the shareholder protections and rights in their home jurisdiction prior to listing and may have to adopt certain requirements or make certain changes in order to be eligible for listing. Note: TSX Listings Application Process includes continuous disclosure of filings such as material change reports, business acquisition reports, press releases and any other information available will be required to update the TSX Principal Listing Document.
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