9 Annual information form Yes No Test level for business acquisition report 20% 100% File voting results Yes No Shareholder approval over equity compensation plans Yes Yes TIMELY DISCLOSURE OBLIGATIONS TSX TSXV Required to disclose material information Yes. Rumours etc also may require a release. Yes. In addition, for rumours and speculation which may affect trading, IIROC may require an announcement 1. Exchange definition of material information Any information about the business or affairs of the company that results in, or would reasonably be expected to result in, a significant change in the market price or value of the listed securities 1. Any information about the business or affairs of the company that results in, or would reasonably be expected to result in, a significant change in the market price or value of the listed securities, and includes material facts and material changes relating or the business and affairs of an issuer. Exchange timeframe for disclosure Immediate 1 Immediate 1 Method of distribution Approved newswire service. National financial news service. Required to pre-file with regulator/exchange All news releases with material information. Only releases in 5 specific instances. All others reviewed after dissemination. 1. Reporting issuers are also subject to NI 51-102 continuous disclosure obligations and the definition of “material change”.
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