Order Types and Functionality Guide

45 6.4 Account Types All three markets support the following account type markers: • NC – Non-Client • IN – Inventory • CL – Client • OT – Options Market Maker • BU – Bundled Order Designation TSX and TSX Alpha support the following account type markers: • ST - Specialist (RT) • OF - Options Firm • MP - ME Pro Order 6.5 Debentures TSX and TSXV support trading in debentures, while TSX Alpha does not. Debentures are traded in increments of $1,000 face value. Debentures are not assigned to RT’s / Odd Lot Dealers therefore odd lot debenture orders are not auto-executed. 6.6 Sustainable Bonds TSX supports trading in Sustainable Bonds, while TSXV and TSX Alpha does not. Sustainable bonds posted on TSX must be in USD or CAD and must be CDS eligible. They can be identified through symbology with the extention “.SB” followed by an alpha character to denote the specific issue. For example, a Province of Ontario Sustainable Bond with a coupon of 1.95% and a maturity date of January 27, 2023 would have a symbol of ONT.SB.A, while a Sustainable Bond from the same issuer with a coupon of 2.65% and maturity date of February 4, 2025 would have a symbol of ONT.SB.B. TSX does not support odd lots, Market on Close, dark orders and the market making program on sustainable bonds. 6.7 USD-Denominated Securities TSX, TSXV and TSX Alpha support trading of securities denominated in USD. USD-denominated securities are identified through the symbology with the security’s symbol ending with an “.U” suffix. 6.8 Clearing Arrangements All transactions executed are reported to CDS Clearing and Depository Services Inc. at day end for clearing and settlement and management of counterparty and settlement risk. The CDS Participant Rules govern the operation of CDS clearing and settlement services, including risk management. Each PO configures default clearing instructions defined at the firm-wide level. Special clearing instructions can be configured for special traders or trades. 6.8.1 Clearing Give-up Give-up refers to the process where a PO provides special instructions to the TMX to let a trade settle under a different trader ID and/or PO, usually for the purposes of consolidating a derivative position. Contact Trading Services for more information on arranging a give-up.