Order Types and Functionality Guide

5 Document Management This document shall be updated on an annual basis, or with any newly introduced features or functionality, whichever occurs sooner, by the TMX Markets product & sales team. It is available in both English and French on the TMX website. Scope This document provides an overview of trading on all three TMX equity markets; Toronto Stock Exchange, TSX Venture Exchange, and TSX Alpha Exchange. It is intended to provide an introduction to the functional operation and order types of each market and serve as a reference for new and existing trading participants. For details on becoming a member, fees, connectivity and technical specifications, or additional information related to trading, please refer to the links below or contact a TMX Account Manager. REFERENCES Link TMX Trading Policies http://tmx.complinet.com/en/tsx_rulebook.html http://tmx.complinet.com/en/tsxv_rulebook.html www.tsx.com/resource/en/1069 TMX Fee Schedule www.tsx.com/trading/toronto-stock-exchange/fee-schedule www.tsx.com/trading/tsx-venture-exchange/fee-schedule www.tsx.com/trading/alpha/fee-schedule www.tsx.com/trading/tsx-drk/fee-schedule TMX Specifications (FIX Order Entry and STAMP Feeds) *available to registered users only www.tmxwebstore.com/my-specifications TSX DRK Liquidity Guide www.tsx.com/trading/toronto-stock-exchange/order-types-and-features/ dark-trading TSXMarket Making ProgramGuide www.tsx.com/ebooks/en/market-making/ TMX Datalinx www.tmxinfoservices.com UMIR Rules www.iiroc.ca/industry/rulebook/Pages/UMIR-Marketplace-Rules.aspx Investment Industry Regulatory Organization of Canada www.iiroc.ca Ontario Securities Commission www.osc.gov.on.ca British Columbia Securities Commission www.bcsc.bc.ca Alberta Securities Commission www.albertasecurities.com