31 Security certificates – One of the following, for each class of securities to be listed: a. If you are using engraved security certificates – A definitive specimen certificate which meets the requirements set out in the TSX Company Manual, printed by a bank note company approved by TSX. b. If you are using the book entry only system administered by CDS Clearing and Depository Services Inc. (CDS) – A copy of the global certificate. c. If you are using a generic certificate – A definitive specimen of the generic certificate and a letter from the issuing transfer agent confirming that the generic certificate is in compliance with all Securities Transfer Association of Canada requirements. CUSIP confirmation – One of the following for each class of securities to be listed: a. If your company is incorporated in Canada – An unqualified letter from CDS confirming the CUSIP number assigned to each class of securities to be listed on TSX. b. If your company is incorporated outside of Canada – An unqualified letter from the entity which has the jurisdiction to assign CUSIPs confirming the CUSIP number assigned to each class of securities to be listed and a confirmation from CDS that the securities to be listed on the Exchange are eligible for clearing and settlement through CDS. A letter from your legal counsel setting out, in effect, that the legal counsel has examined, or is familiar with, the records of your company and is of the opinion that: a. It is a valid and subsisting company (or other legal entity, as applicable); b. All of the securities, which have been allotted and issued as set out in the listing application, have been legally created; and c. All of the securities, which have been allotted and issued as set out in the listing application, are or will be validly issued as fully paid and non-assessable. A copy of every material contract referred to in the listing application (if not already provided to fulfill a different requirement in this list and if not available in current form on SEDAR). If applicable, an executed copy of the final sponsor report, or sponsorship letter. A duly completed registration form for TSX SecureFile, which is available on www.tsx.com/listings/tsx-andtsxv-issuer-resources/tsx-issuer-resources/tsx-securefile/how-to-register?lang=en. Any other information requested by the Exchange. Approval of listing and posting of securities After your company’s securities have been approved for listing, the Exchange will select a participating organization to act as the designated market maker for the securities. The designated market maker assists in maintaining an orderly market in the securities. The process of selecting the designated marker maker usually takes two to three weeks. A company can request that a specific participating organization become their designated market maker. Once your listing application has been approved, the posting of the securities for trading may take place shortly thereafter – as a general rule, not more than 90 days after approval of the listing application. In the case of securities being offered to the public, the listing may take place prior to the closing of the offering, at your company’s request. Exchange staff will advise your company of the requirements in this regard. Any trading that takes place prior to closing will be on an “if, as, and when issued” basis.
RkJQdWJsaXNoZXIy MjgzMzQ=