Exchange Bulletin
Guardian Directed Equity Path ETF (GDEP, GDEP.B) To Trade On Toronto Stock Exchange
August 7, 2020
Issuer: Guardian Directed Equity Path ETF (the "ETF")
| Security | Symbol | Issued and Outstanding Securities | Reserved Securities | Issue Price |
|---|---|---|---|---|
| Hedged units | GDEP | 125,000 | None | $20.00 |
| Unhedged units | GDEP.B | 125,000 | None | $20.00 |
| Listing category: | Non-Corporate |
| Trading currency: | CDN$ |
| Transaction: | Initial public offering of Hedged units and Unhedged units (together, the "Units") (the "Offering") |
| Listing date: | August 10, 2020 (as at 5:01 pm) in anticipation of closing of the Offering. |
| Anticipated closing date: | August 11, 2020 (prior to the opening) |
| Posted for trading date: | August 11, 2020 (at the opening) subject to confirmation of closing of the Offering. |
| Other market(s): | None |
| Designated market maker: | CIBC World Markets Inc. |
| Security ownership registration: | CDS book-entry only system |
| Investor relations: | Rohit Mehta Tel.: (416) 434-6810 rmehta@guardiancapital.com |
| Incorporation: | The ETF is an exchange traded mutual fund established under the laws of the province of Ontario on July 21, 2020 pursuant to the terms of the Declaration of Trust. |
| Manager and Trustee: | Guardian Capital LP |
| Fiscal year end: | December 31 |
| Nature of business: | The ETF seeks to preserve the value of its investments and provide long-term capital appreciation with reduced portfolio volatility, by investing directly and indirectly primarily in global equity securities of high quality companies. |
| Transfer agent and registrar: | TSX Trust Company at its principal office in Toronto. |
| Distributions: | Cash distributions of income, if any, on Units will be paid monthly. |
| Sponsorship: | Not applicable |
| Offering document: | Prospectus dated July 21, 2020, which is available at www.SEDAR.com. Capitalized terms not otherwise defined herein are as defined in the Prospectus. |
| Initial public offering: | 125,000 Hedged units will be issued at a subscription price of $20.00 per Hedged unit and 125,000 Unhedged units will be issued at a subscription price of $20.00 per Unhedged unit. The ETF is authorized to issue an unlimited number of classes or series of redeemable, transferable Units, each of which represents an undivided interest in the net assets of the ETF. |
| TSX contact: | Chris Birkett, Managing Director, Toronto Stock Exchange |