Exchange Bulletin
TD One-Click Moderate ETF Portfolio (TOCM) To Trade On Toronto Stock Exchange
August 14, 2020
Issuer: TD One-Click Moderate ETF Portfolio (the "ETF")
| Security | Symbol | Issued and Outstanding Securities | Reserved Securities | Issue Price |
|---|---|---|---|---|
| Canadian dollar denominated units ("Units") | TOCM | 100,000 | None | $15.00 |
| Listing category: | Non-Corporate |
| Trading currency: | CDN$ |
| Transaction: | Initial public offering of Units (the "Offering") |
| Anticipated closing date: | August 18, 2020 |
| Listing date: | August 17, 2020 (as at 5:01 pm) subject to confirmation of closing of the Offering. |
| Posted for trading date: | August 18, 2020 (at the opening) subject to confirmation of closing of the Offering. |
| Other market(s): | None |
| Designated market maker: | TD Securities Inc. |
| Security ownership registration: | CDS book-entry only system as well as Non-certificated form administered by CDS. |
| Investor relations: | Huck Oon (416) 308-9049 Huck.Oon@td.com |
| Incorporation: | The ETF is an exchange-traded mutual fund established as a trust under the laws of the Province of Ontario pursuant to an Amended Master Declaration of Trust dated July 9, 2020. |
| Manager and Trustee: | TD Asset Management Inc. |
| Fiscal year end: | December 31 |
| Nature of business: | The ETF seeks to generate long-term capital growth while providing the opportunity to earn some income. The ETF invests primarily in units of other exchange-traded funds, with greater emphasis on exchange-traded funds with capital growth potential. |
| Transfer agent and registrar: | AST Trust Company (Canada) at its principal office in Toronto. |
| Distributions: | Cash distributions, if any, will be payable monthly. |
| Sponsorship: | Not applicable |
| Offering document: | Prospectus dated July 10, 2020, which is available at www.SEDAR.com. Capitalized terms not otherwise defined herein are as defined in the Prospectus. |
| Initial public offering: | 100,000 Units will be issued at a subscription price of $15.00 per Unit. The ETF is authorized to issue an unlimited number of Units. Each Unit has equal rights and privileges. The Units of the ETF are being issued and sold on a continuous basis and there is no maximum number of Units that may be issued. |
| TSX contact: | Chris Birkett, Managing Director, Toronto Stock Exchange. |