Exchange Bulletin
Horizons Active ESG Corporate Bond ETF (HAEB) To Trade On Toronto Stock Exchange
September 17, 2021
Issuer: Horizons Active ESG Corporate Bond ETF (the "ETF")
| Security | Symbol | Issued and Outstanding Securities | Reserved Securities | Issue Price |
|---|---|---|---|---|
| Class A units (the "Units") | HAEB | 500,001 | None | CAD $10.00 |
| Listing category: | Non-Corporate |
| Trading currency: | CDN$ |
| Transaction: | Initial public offering of the Units (the "Offering") |
| Listing date: | September 20, 2021 (as at 5:01 pm) in anticipation of closing of the Offering. |
| Anticipated closing date: | September 21, 2021 (prior to the opening) |
| Posted for trading date: | September 21, 2021 (at the opening) subject to confirmation of closing of the Offering. |
| Other market(s): | None |
| Designated market maker: | National Bank Financial Inc. |
| Security ownership registration: | CDS book-entry only system |
| Investor relations: | Martin Fabregas Tel.: (416) 601-2508 mfabregas@horizonsetfs.com |
| Incorporation: | The ETF is an exchange traded mutual fund established under the laws of Ontario, on September 7, 2021 pursuant to an amended and restated master declaration of trust. |
| Manager: | Horizons ETFs Management (Canada) Inc. |
| Fiscal year end: | December 31 |
| Nature of business: | The investment objective of the ETF is to seek long-term moderate capital growth and generate high income. The ETF invests in a portfolio of debt (including debt-like securities) of Canadian and U.S. companies directly, or through investments in securities of other investment funds, including exchange traded funds. Each security in the ETF's portfolio must achieve minimum inclusion requirements based on environmental, social and governance ("ESG") metrics. |
| Transfer agent and registrar: | TSX Trust Company at its principal office in Toronto. |
| Distributions: | It is anticipated that the ETF will make distributions to its Unitholders on a monthly basis. |
| Sponsorship: | Not applicable |
| Offering document: | Prospectus dated September 7, 2021, which is available at www.SEDAR.com. Capitalized terms not otherwise defined herein are as defined in the Prospectus. |
| Initial public offering: | 500,001 Units will be issued at a subscription price of CAD $10.00 per Unit. The ETF is authorized to issue an unlimited number of Units. Units of the ETF are being issued and sold on a continuous basis and there is no maximum number of Units that may be issued. |
| TSX contact: | Chris Birkett, Managing Director, Toronto Stock Exchange |