Exchange Bulletin
Harvest Diversified High Income Shares ETF (HHIS) To Trade On Toronto Stock Exchange
January 15, 2025
Issuer: Harvest Diversified High Income Shares ETF (the "ETF")
| Security | Symbol | Issued and Outstanding Securities | Reserved Securities | Issue Price |
|---|---|---|---|---|
| Class A units | HHIS | 225,000 | None | C$12.00 |
| Listing category: | Non-Corporate |
| Trading currency: | CDN$ |
| Transaction: | Initial public offering of Class A units (the "Units") (the "Offering") |
| Listing date: | January 15, 2025 (as at 5:01 pm) in anticipation of closing of the Offering. |
| Anticipated closing date: | January 16, 2025 (prior to the opening) |
| Posted for trading date: | January 16, 2025 (at the opening) subject to confirmation of closing of the Offering. |
| Other market(s): | None |
| Designated market maker: | TD Securities Inc. |
| Investor relations: | Michael Kovacs (416) 649-4541 info@harvestportfolios.com |
| Incorporation: | The ETF is an exchange-traded alternative mutual fund trust established under the laws of the Province of Ontario on January 8, 2025 pursuant to an amended and restated declaration of trust. |
| Manager and trustee: | Harvest Portfolios Group Inc. |
| Fiscal year end: | December 31 |
| Nature of business: | The ETF will seek to provide Unitholders with high monthly cash distributions and the opportunity for capital appreciation, on a levered basis, by investing in a portfolio of exchange traded mutual funds managed by the Manager, that (i) invest in single equity securities, and (ii) engage in covered call strategies. The ETF will use leverage in order to seek to achieve its investment objective. Leverage will be created through the use of cash borrowings or as otherwise permitted under applicable securities legislation. |
| Transfer agent and registrar: | State Street Trust Company Canada at its principal office in Toronto |
| Distributions: | Any cash distributions on the Units of the ETF are expected to be made monthly. |
| Sponsorship: | Not applicable |
| Offering document: | Prospectus dated January 8, 2025, which is available at www.sedarplus.ca. Capitalized terms not otherwise defined herein are as defined in the Prospectus. |
| Initial public offering: | Units will be issued and sold on a continuous basis. A Unit of the ETF represents an undivided interest in the net assets of the ETF. The ETF is entitled to issue an unlimited number of Units. Units sold in connection with the initial public offering for the ETF will amount to 225,000 Units at a price of C$12.00 per Unit. |
| TSX contact: | Selma Thaver, Managing Director, TSX Listings |