Exchange Bulletin
Guardian i3 AI Technology and Innovation Fund (GIAI) To Trade On Toronto Stock Exchange
July 27, 2026
Issuer: Guardian i3 AI Technology and Innovation Fund (the "ETF")
| Security | Symbol | Issued and Outstanding Securities | Reserved Securities | Issue Price |
|---|---|---|---|---|
| ETF units (the "Units") | GIAI | 50,000 | None | C$20.00 |
| Listing category: | Non-Corporate |
| Trading currency: | CAD |
| Transaction: | Initial public offering of Units (the "Offering") |
| Closing date: | July 24, 2026 |
| Listing date: | July 27, 2026 (as at 5:01 pm) subject to confirmation of closing of the Offering. |
| Posted for trading date: | July 28, 2026 (at the opening) subject to confirmation of closing of the Offering. |
| Other market(s): | None |
| Designated market maker: | RBC Capital Markets |
| Investor relations: | Mark Noble Tel.: (416) 350-8109 MNoble@guardiancapital.com |
| Incorporation: | The ETF is an open-end mutual fund governed by a declaration of trust, as amended and restated as of June 30, 2026 pursuant to Ontario laws. |
| Manager and Trustee: | Guardian Capital LP |
| Fiscal year end: | December 31 |
| Nature of business: | The ETF is an actively managed fund that seeks to provide long-term capital appreciation by investing in companies that potentially stand to benefit from the further development and utilization of artificial intelligence ("AI") technology. |
| Transfer agent and registrar: | TSX Trust Company at its principal office in Toronto. |
| Distributions: | The ETF will distribute enough of its undistributed net income and net realized capital gains in December so that it does not have to pay ordinary income tax. |
| Sponsorship: | Not applicable |
| Offering document: | Simplified Prospectus dated June 30, 2026 (the "Prospectus"), which is available at www.sedarplus.ca. Capitalized terms not otherwise defined herein are as defined in the Prospectus. |
| Initial public offering: | The ETF issues Units on a continuous basis and there is no maximum number of Units that may be issued. Units sold in connection with the Offering of the ETF will amount to 50,000 Units at a price of C$20.00 per Unit. |
| TSX contact: | Selma Thaver, Managing Director, TSX Listings |