Exchange Bulletin
Corton Theta TM Alpha Fund (TPUT) To Trade On Toronto Stock Exchange
September 8, 2026
Issuer: Corton Theta TM Alpha Fund (the "ETF")
| Security | Symbol | Issued and Outstanding Securities | Reserved Securities | Issue Price |
|---|---|---|---|---|
| Class ETF units ("Units") | TPUT | 731,633 | None | $25.00 |
| Listing category: | Non-Corporate |
| Trading currency: | CDN$ |
| Transaction: | Initial public offering of Units (the "Offering") |
| Anticipated closing date: | September 8, 2026 |
| Listing date: | September 8, 2026 (as at 5:01 pm) in anticipation of closing of the Offering. |
| Posted for trading date: | September 9, 2026 (at the opening) subject to confirmation of closing of the Offering. |
| Other market(s): | None |
| Designated market maker: | National Bank Financial Inc. |
| Investor relations: | David Jarvis President 416-627-5625 david@cortoncapital.ca Matthew Todman Portfolio Manager 416-562-9897 matthew@cortoncapital.ca |
| Incorporation: | The ETF has been established as a mutual fund trust created under the laws of Ontario and is governed by a master declaration of trust, dated as of January 1, 2024 which was amended and restated as of August 28, 2026. |
| Manager and Trustee: | Corton Capital Inc. |
| Fiscal year end: | December 31 |
| Nature of business: | The investment objective of the ETF is to generate superior investment returns over the long-term through capital appreciation and income. To achieve this objective, the ETF will invest primarily in listed North American securities and related options. The ETF's portfolio will be actively managed utilizing fundamental, technical and quantitative investment strategies. The ETF may take core positions in North American securities and will implement an active written options overlay in related securities. |
| Transfer agent and registrar: | TSX Trust Company at its principal offices in Toronto. |
| Distributions: | Cash distributions, if any, on Units of the ETF are expected to be made on an annual basis. |
| Sponsorship: | Not applicable |
| Offering document: | Simplified Prospectus dated August 28, 2026, which is available at www.sedarplus.ca. Capitalized terms not otherwise defined herein are as defined in the Offering document. |
| Initial public offering: | 731,633 Units will be issued at a price of $25.00 per Unit. Units are being issued and sold on a continuous basis and there is no maximum number of Units that may be issued. |
| TSX contact: | Selma Thaver, Managing Director, TSX Listings |