Exchange Bulletin
IA Clarington Strategic Income Fund (ISIF) To Trade On Toronto Stock Exchange
October 31, 2019
Isser: IA Clarington Strategic Income Fund (the "ETF")
| Security | Symbol | Issued and Outstanding Securities | Reserved Securities | Issue Price |
|---|---|---|---|---|
| ETF Series Units | ISIF | 100,000 | None | $10.00 |
| Listing category: | Non-Corporate |
| Trading currency: | CDN$ |
| Transaction: | Initial public offering of ETF Series Units (the "Offering") |
| Anticipated closing date: | October 31, 2019 |
| Listing date: | November 1, 2019 (as at 5:01 pm) in anticipation of closing of the Offering. |
| Posted for trading date: | November 4, 2019 (at the opening) subject to confirmation of closing of the Offering. |
| Other market(s): | None |
| Designated market maker: | National Bank Financial Inc. |
| Security ownership registration: | CDS Book-entry only |
| Investor relations: | Rob Martin VP, Product Management & Product Marketing (416) 860-9880 x8070 rob.martin@iaclarington.com |
| Incorporation: | The ETF is an open-ended mutual fund trust governed by a master declaration of trust as amended and restated pursuant to Schedule A dated September 9, 2019 under the laws of Ontario. |
| Manager and Trustee: | IA Clarington Investments Inc. |
| Fiscal year end: | March 31 |
| Nature of business: | The ETF invests primarily in Canadian equity and fixed income investments. |
| Transfer agent and registrar: | TSX Trust Company at its principal office in Toronto. |
| Distributions: | The ETF intends to pay a cash distribution monthly. |
| Sponsorship: | Not applicable |
| Offering document: | Amendment No. 1 dated September 9, 2019 to the Simplified Prospectus dated June 18, 2019 (together, the "Prospectus"), which is available at www.sedar.com. Capitalized terms not otherwise defined herein are as defined in the Prospectus. |
| Initial public offering: | 100,000 ETF Series Units will be issued at a subscription price of $10.00 per Unit. The ETF is authorized to issue an unlimited number of Units, each of which represents an equal, undivided interest in the net assets of the ETF. Units of the ETF are being issued and sold on a continuous basis and there is no maximum number of Units that may be issued. |
| TSX contact: | Chris Birkett, Director, Toronto Stock Exchange. |