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Exchange Bulletin

Harvest US Investment Grade Bond Plus ETF (HUIB) To Trade On Toronto Stock Exchange


January 13, 2020

Issuer: Harvest US Investment Grade Bond Plus ETF (the "ETF")

SecuritySymbolIssued and Outstanding SecuritiesReserved SecuritiesIssue Price
Class A units ("Units") HUIB 500,000 None $20.00
Listing category: Non-Corporate
Trading currency: CDN$
Transaction: Initial public offering of Units (the "Offering")
Listing date: January 14, 2020 (as at 5:01 pm) in anticipation of closing of the Offering.
Anticipated closing date: January 15, 2020 (prior to the opening)
Posted for trading date: January 15, 2020 (at the opening) subject to confirmation of closing of the Offering.
Other market(s): None
Designated market maker: CIBC World Markets Inc.
Security ownership registration: CDS book-entry only system
Investor relations: Michael Kovacs
(416) 649-4541
info@harvestportfolios.com
Incorporation: The ETF is an exchange-traded mutual fund trust established under the laws of the Province of Ontario on January 7, 2020 pursuant to an amended and restated declaration of trust
Manager and Trustee: Harvest Portfolios Group Inc.
Fiscal year end: December 31
Nature of business: The ETF's investment objective is to provide Unitholders with (i) monthly cash distributions and (ii) the opportunity for capital appreciation by investing primarily in investment grade corporate debt denominated in U.S. dollars and/or issued by corporations that are headquartered, or do substantial business, in the United States.
Transfer agent and registrar: State Street Trust Company Canada at its principal office in Toronto
Distributions: Cash distributions on Units of the ETF are expected to be made monthly, if any.
Sponsorship: Not applicable
Offering document: Prospectus dated January 7, 2020, which is available at www.SEDAR.com. Capitalized terms not otherwise defined herein are as defined in the Prospectus.
Initial public offering: Units will be issued and sold on a continuous basis. A Unit of the ETF represents an undivided interest in the net assets of the ETF. The ETF is entitled to issue an unlimited number of Units. Units sold in connection with the initial public offering for the ETF will amount to 500,000 Units at a price of $20.00 per Unit.
TSX contact: Chris Birkett,
Director,
Toronto Stock Exchange.