Exchange Bulletin
Tetra Bio-Pharma Inc. (TBP, TBP.WT) To Trade On Toronto Stock Exchange
July 30, 2020
Issuer: Tetra Bio-Pharma Inc. (the "Company")
| Security: | Symbol | Issued and Outstanding Securities | Reserved Securities | Trading Currency |
|---|---|---|---|---|
| Common Shares | TBP | 281,832,506 | 132,168,805 | CDN$ |
| Common Share Purchase Warrants ("2018 Warrants") | TBP.WT | 12,305,000 | 0 | CDN$ |
| Common Share Purchase Warrants ("2019 Warrants") | TBP.WT.A | 26,831,332 | 0 | CDN$ |
| Common Share Purchase Warrants ("2020 Warrants") | TBP.WT.B | 33,632,095 | 0 | CDN$ |
| Listing category: | Industrial, Non-Exempt |
| Trading currency: | CDN$ |
| Listing and posted for trading date: | August 4, 2020 (at the opening) |
| Other market(s): | The Common Shares have been listed on TSX Venture Exchange ("TSXV") since August 16, 2017 under the symbol "TBP". The 2018 Warrants have been listed on TSXV since June 1, 2018 under the symbol "TBP.WT", the 2019 Warrants have been listed on TSXV since July 17, 2019 under the symbol "TBP.WT.A" and the 2020 Warrants have been listed on TSXV since February 25, 2020 under the symbol "TBP.WT.B". The aforementioned securities will be delisted from TSXV on August 4, 2020, upon commencement of trading on Toronto Stock Exchange ("TSX"). |
| Temporary market maker: | TBD |
| Security ownership registration: | Non-certificated inventory system administered by CDS for the Common Shares, 2018 Warrants, 2019 Warrants, and 2020 Warrants. |
| Investor relations: | Pascal Nigen Managing Partner – Alpha Bronze LLC (917) 385-2160 Email: pnigen@alphabronzellc.com |
| Incorporation: | Canada Business Corporations Act |
| Fiscal year end: | November 30 |
| Nature of business: | The Company is a biopharmaceutical corporation primarily focused on developing proprietary and scientifically validated cannabinoid-based medicines to relieve symptoms associated with advanced cancer pain, chronic pain and ophthalmic diseases. |
| Transfer agent and registrar: | Computershare Investor Services Inc. at its principal offices in Montreal for the Common Shares; Computershare Trust Company of Canada ("Computershare") at its principal offices in Montreal for the 2018 Warrants, 2019 Warrants, and 2020 Warrants. |
| Dividends: | The Company does not anticipate paying cash dividends on the Common Shares in the foreseeable future. |
| Sponsorship: | Waived. |
Principal Terms of the 2018 Warrants
| Symbol: | TBP.WT |
| Exercise price: | $1.30 per Common Share |
| Expiry: | March 5, 2021 |
| Additional Information: | Warrant indenture dated March 5, 2018 between the Company and Computershare. |
Principal Terms of the 2019 Warrants
| Symbol: | TBP.WT.A |
| Exercise price: | $0.40 per Common Share |
| Expiry: | July 12, 2022 |
| Additional Information | Warrant indenture dated July 12, 2019 between the Company and Computershare. |
Principal Terms of the 2020 Warrants
| Symbol: | TBP.WT.B |
| Exercise price: | $0.75 per Common Share |
| Expiry: | February 13, 2023 |
| Additional Information | Warrant indenture dated February 13, 2020 between the Company and Computershare. |
| TSX contact: | Chris Birkett, Managing Director, Toronto Stock Exchange. |
