Exchange Bulletin
CI Alternative North American Opportunities Fund (CNAO, CNAO.U) To Trade On Toronto Stock Exchange
July 9, 2021
Issuer: CI Alternative North American Opportunities Fund ("CI ETF")
| Security | Symbol | Issued and Outstanding Securities | Reserved Securities | Issue Price |
|---|---|---|---|---|
| ETF C$ Series Units | CNAO | 50,000 | None | C$20.00 |
| ETF US$ Hedged Series Units | CNAO.U | 50,000 | None | US$20.00 |
| Listing category: | Non-Corporate |
| Trading currency - ETF C$ Series Units: | CDN$ |
| Trading currency ‑ ETF US$ Hedged Series Units: | US$ |
| Transaction: | Initial public offering of ETF C$ Series Units and ETF US$ Hedged Series Units (collectively, the "ETF Series Units") (the "Offering"). |
| Listing date: | July 12, 2021 (as at 5:01 p.m.) in anticipation of closing of the Offering. |
| Anticipated closing date: | July 12, 2021 |
| Posted for trading date: | July 13, 2021 (at the opening) subject to confirmation of closing of the Offering. |
| Other market(s): | None |
| Designated market maker: | TD Securities Inc. |
| Security ownership registration: | CDS book entry only system and Non-Certificated Issue. |
| Investor relations: | Imran Vadsaria Vice-President, Portfolio Operations Tel: 416-681-7118 Email: ivadsaria@ci.com |
| Incorporation: | CI ETF is an exchange-traded mutual fund trust established under the laws of the Province of Ontario pursuant to an amended and restated master declaration of trust dated April 21, 2020 including Schedule "A" thereto dated July 5, 2021. |
| Manager: | CI Investments Inc. |
| Fiscal year end: | December 31 |
| Nature of business: | CI ETF seeks to generate high absolute returns over the long-term, balanced with a capital preservation mindset, by primarily investing in growth-oriented North American equities. |
| Transfer agent and registrar: | TSX Trust Company at its principal office in Toronto. |
| Dividends: | Any cash distributions of income on the ETF Series Units of CI ETF are expected to be made quarterly in the currency in which the ETF Series Units are denominated. |
| Sponsorship: | Not applicable. |
| Offering documents: | Simplified prospectus and annual information form each dated July 5, 2021 (collectively, the "Offering Documents") which are available at www.SEDAR.com. Capitalized terms not otherwise defined herein are as defined in the Offering Documents. |
| Additional Information: | The ETF US$ Hedged Series Units will be quoted and traded on Toronto Stock Exchange in US funds and trading information regarding the ETF US$ Hedged Series Units will appear under the heading "Trading in US Funds" in the TSX Monthly Review. |
| Initial public offering: | 50,000 ETF C$ Series Units will be issued at a subscription price of C$20.00 per ETF C$ Series Unit and 50,000 ETF US$ Hedged Series Units will be issued at a subscription price of US$20.00 per ETF US$ Hedged Series Unit. CI ETF is authorized to issue an unlimited number of ETF Series Units, each of which represents an undivided interest in the net assets of the CI ETF. The ETF Series Units of CI ETF are being issued and sold on a continuous basis and there is no maximum number of ETF Series Units that may be issued. |
| TSX contact: | Chris Birkett, Managing Director, Toronto Stock Exchange |
