Exchange Bulletin
TD Morningstar ESG U.S. Corporate Bond Index ETF (TMUC) To Trade On Toronto Stock Exchange
November 26, 2021
Issuer: TD Morningstar ESG U.S. Corporate Bond Index ETF (the "ETF")
| Security | Symbol | Issued and Outstanding Securities | Reserved Securities | Issue Price |
|---|---|---|---|---|
| CAD Units | TMUC | 300,000 | None | $10.00 |
| Listing category: | Non-Corporate |
| Trading currency: | CDN$ |
| Transaction: | Initial public offering of CAD Units (the "Offering") |
| Anticipated closing date: | November 30, 2021 |
| Listing date: | November 29, 2021 (as at 5:01 pm) subject to confirmation of closing of the Offering. |
| Posted for trading date: | November 30, 2021 (at the opening) subject to confirmation of closing of the Offering. |
| Other market(s): | None |
| Designated market maker: | TD Securities Inc. |
| Security ownership registration: | Non-certificated form administered by CDS. |
| Investor relations: | Huck Oon (416) 308-9049 Huck.Oon@td.com |
| Incorporation: | The ETF is an exchange-traded mutual fund established as a trust under the laws of the Province of Ontario pursuant to an Amended Master Declaration of Trust dated October 26, 2021. |
| Manager and Trustee: | TD Asset Management Inc. |
| Fiscal year end: | December 31 |
| Nature of business: | The ETF seeks to track, to the extent reasonably possible and before the deduction of fees and expenses, the performance of a U.S. corporate bond index which measures the investment return of fixed-income securities of issuers that exhibit higher ESG ratings relative to their peers. Currently, this ETF seeks to track the Morningstar® US Corporate Bond Sustainability IndexTM (or any successor thereto). |
| Transfer agent and registrar: | TSX Trust Company at its principal office in Toronto. |
| Distributions: | Cash distributions, if any, will be payable quarterly. |
| Sponsorship: | Not applicable |
| Offering document: | Prospectus dated October 28, 2021, which is available at www.SEDAR.com. Capitalized terms not otherwise defined herein are as defined in the Prospectus. |
| Initial public offering: | 300,000 CAD Units will be issued at a subscription price of $10.00 per CAD Unit. The ETF is authorized to issue an unlimited number of CAD Units. The CAD Units of the ETF are being issued and sold on a continuous basis and there is no maximum number of CAD Units that may be issued. |
| TSX contact: | Chris Birkett, Managing Director, Toronto Stock Exchange. |