Exchange Bulletin

Brompton Enhanced Multi-Asset Income ETF (BMAX) To Trade On Toronto Stock Exchange

October 18, 2022

Issuer: Brompton Enhanced Multi-Asset Income ETF (the "ETF")

SecuritySymbolIssued and Outstanding SecuritiesReserved SecuritiesIssue Price
CAD Units BMAX 90,000 None $12.00
Listing category: Non-Corporate
Trading currency: CDN$
Transaction: Initial public offering of CAD Units (the "Offering")
Anticipated closing date: October 18, 2022
Listing date: October 19, 2022 (as at 5:01 pm) in anticipation of closing of the Offering.
Posted for trading date: October 20, 2022 (at the opening) subject to confirmation of closing of the Offering.
Other market(s): None
Designated market maker: RBC Capital Markets
Investor relations: Christopher Cullen
Senior Vice President
(416) 642-9064 
Incorporation: The ETF is an exchange traded mutual fund established under the laws of the Province of Ontario pursuant to an amended and restated declaration of trust dated as of September 28, 2022.
Manager and Trustee: Brompton Funds Limited
Fiscal year end: December 31
Nature of business: The investment objectives of the ETF are to provide Unitholders with: (a) attractive monthly distributions and (b) the opportunity for capital appreciation by investing, directly or indirectly, on a leveraged basis, in a portfolio of equity and fixed income securities. The ETF seeks to hedge substantially all of its direct exposure to foreign currencies back to the Canadian dollar.
Transfer agent and registrar: TSX Trust Company at its principal office in Toronto.
Distributions: Cash distributions, if any, will be payable monthly.
Sponsorship: Not applicable
Offering document: Prospectus dated September 28, 2022, which is available at Capitalized terms not otherwise defined herein are as defined in the Prospectus.
Initial public offering: 90,000 CAD Units will be issued at a subscription price of $12.00 per CAD Unit. The ETF is authorized to issue an unlimited number of CAD Units. CAD Units of the ETF are being issued and sold on a continuous basis and there is no maximum number of CAD Units that may be issued.
TSX contact: Selma Thaver,
TSX Listings