Exchange Bulletin
Harvest Diversified Equity Income ETF (HRIF) To Trade On Toronto Stock Exchange
April 10, 2023
Issuer: Harvest Diversified Equity Income ETF (the "ETF")
| Security | Symbol | Issued and Outstanding Securities | Reserved Securities | Issue Price |
|---|---|---|---|---|
| Class A units ("Units") | HRIF | 200,000 | None | $15.00 |
| Listing category: | Non-Corporate |
| Trading currency: | CDN$ |
| Transaction: | Initial public offering of Units (the "Offering") |
| Listing date: | April 11, 2023 (as at 5:01 pm) in anticipation of closing of the Offering. |
| Anticipated closing date: | April 12, 2023 (prior to the opening) |
| Posted for trading date: | April 12, 2023 (at the opening) subject to confirmation of closing of the Offering. |
| Other market(s): | None |
| Designated market maker: | National Bank Financial Inc. |
| Investor relations: | Michael Kovacs (416) 649-4541 info@harvestportfolios.com |
| Incorporation: | The ETF is an exchange-traded mutual fund trust established under the laws of the Province of Ontario on April 4, 2023, pursuant to an amended and restated declaration of trust. |
| Manager and Trustee: | Harvest Portfolios Group Inc. |
| Fiscal year end: | December 31 |
| Nature of business: | The ETF seeks to seeks to provide Unitholders with high monthly cash distributions and the opportunity for capital appreciation by investing, on a non-levered basis, in a portfolio of exchange traded mutual funds managed by the Manager that are listed on a recognized Canadian stock exchange and that engage in covered call strategies. |
| Transfer agent and registrar: | State Street Trust Company Canada at its principal office in Toronto |
| Distributions: | Cash distributions on Units of the ETF are expected to be made monthly, if any. |
| Sponsorship: | Not applicable |
| Offering document: | Prospectus dated April 4, 2023, which is available at www.SEDAR.com. Capitalized terms not otherwise defined herein are as defined in the Prospectus. |
| Initial public offering: | Units will be issued and sold on a continuous basis. A Unit of the ETF represents an undivided interest in the net assets of the ETF. The ETF is entitled to issue an unlimited number of Units. Units sold in connection with the initial public offering for the ETF will amount to 200,000 Units at a price of $15.00 per Unit. |
| TSX contact: | Selma Thaver, Managing Director, TSX Listings |