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Exchange Bulletin

Sphere FTSE Emerging Markets Sustainable Yield Index ETF (SHZ) To Trade On Toronto Stock Exchange


October 4, 2016

Issuer: Sphere FTSE Emerging Markets Sustainable Yield Index ETF

SecuritySymbolCUSIPIssued and Outstanding SecuritiesReserved SecuritiesIssue Price
Units (the "Units") SHZ 84841V 10 8 500,000 None $10.00
Listing category: Non-Corporate
Trading currency: CDN$
Transaction: Initial public offering of Units (the "Offering")
Listing date: October 4, 2016 (as at 5:01 pm) in anticipation of closing of the Offering.
Anticipated closing date: October 5, 2016
Posted for trading date: October 5, 2016 (at the opening) subject to confirmation of closing of the Offering.
Other market(s): None
Designated market maker: RBC Dominion Securities Inc.
Security ownership registration: CDS book-entry system
Investor relations: Matt Coorsh
1 (800) 764-0526
info@sphereetfs.com 
Incorporation: Exchange traded mutual fund established as a trust under the laws of the Province of Ontario pursuant to a master declaration of trust dated March 30, 2016.
Manager and Trustee: Sphere Investment Management Inc.
Fiscal year end: December 31
Nature of business: The ETF seeks to replicate, to the extent reasonably possible and before fees and expenses, the performance of the FTSE Emerging Sustainable Yield 150 10% Capped 100% Hedge CAD Index, or any successor thereto. The ETF invests directly or indirectly in up to 150 equity securities of public issuers from countries within the region classified by FTSE as emerging markets, exhibiting relatively high and sustainable yields, as at the time of reconstitution or balancing.
Transfer agent and registrar: State Street Trust Company Canada at its principal office in Toronto.
Distributions Cash distributions, if any on Units of the ETF will be paid at least quarterly.
Sponsorship: Not applicable
Offering document: Prospectus dated March 30, 2016 which is available at www.SEDAR.com. Capitalized terms not otherwise defined herein are as defined in the Prospectus.
Initial public offering: 500,000 Units will be issued at a subscription price of $10.00 per Unit. The ETF is authorized to issue an unlimited number of Units, each of which represents an equal, undivided interest in the net assets of the ETF. Units of the ETF are being issued and sold on a continuous basis and there is no maximum number of Units that may be issued.
TSX contact: Martine Valcin,
Director, Listed Issuer Services,
Toronto Stock Exchange.