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Exchange Bulletin

First Asset U.S. Equity Multi-Factor Index ETF (FUM) To Trade On Toronto Stock Exchange


October 14, 2016

Issuer: First Asset U.S. Equity Multi-Factor Index ETF (the "ETF")  

SecuritySymbolCUSIPIssued and
Outstanding Securities
Reserved SecuritiesIssue Price
Units (the "Units") FUM 31866J 10 6 50,000 None $20.00
Listing category: Non-Corporate
Trading currency: CDN$
Transaction: Initial public offering of Units (the "Offering")
Listing date: October 17, 2016 (as at 5:01 pm) in anticipation of closing of the Offering.
Anticipated closing date: October 17, 2016
Posted for trading date: October 18, 2016 (at the opening) subject to confirmation of closing of the Offering.
Other market(s): None
Designated market maker: CIBC World Markets Inc.
Security ownership registration: CDS book-entry system
Investor relations: Z. Edward Akkawi
Tel.: (416) 640-4938
eakkawi@firstasset.com
Incorporation: Exchange traded mutual fund trust established under the laws of the Province of Ontario pursuant to an amended and restated declaration of trust dated September 12, 2016.
Manager and Trustee: First Asset Investment Management Inc.
Fiscal year end: December 31
Nature of business: The First Asset U.S. Equity Multi-Factor Index ETF has been designed to replicate the performance of the CIBC U.S. Multi-Factor Index, net of expenses. The First Asset U.S. Multi-Factor Index ETF invests primarily in equity securities of issuers included in the S&P 500® Index.
Transfer agent and registrar: Computershare Trust Company of Canada at its principal office in Toronto.
Distributions Any cash distributions of income on the Units of the ETF are expected to be made at least quarterly or more frequently as determined by the Manager in its discretion.
Sponsorship: Not applicable
Offering document: Prospectus dated August 22, 2016 which is available at www.SEDAR.com. Capitalized terms not otherwise defined herein are as defined in the Prospectus.
Initial public offering: 50,000 Units will be issued at a subscription price of $20.00 per Unit. The ETF is authorized to issue an unlimited number of Units, each of which represents an equal, undivided interest in the net assets of the ETF. Units of the ETF are being issued and sold on a continuous basis and there is no maximum number of Units that may be issued.
TSX contact: Julie K. Shin
Director, Listed Issuer Services
Toronto Stock Exchange.