Exchange Bulletin
Equium Global Tactical Allocation Fund (ETAC) To Trade On Toronto Stock Exchange
November 2, 2017
Issuer: Equium Global Tactical Allocation Fund
| Security | Symbol | CUSIP | Issued and Outstanding Securities | Reserved Securities | Issue Price |
|---|---|---|---|---|---|
| ETF Series units ("Units") | ETAC | 29478V 10 3 | 250,000 | None | $20.00 |
| Listing category: | Non-Corporate |
| Trading currency: | CDN$ |
| Transaction: | Initial public offering of Units (the "Offering") |
| Listing date: | November 3, 2017 (as at 5:01 pm) in anticipation of closing of the Offering. |
| Anticipated closing date: | November 6, 2017 (prior to the opening) |
| Posted for trading date: | November 6, 2017 (at the opening) subject to confirmation of closing of the Offering. |
| Other market(s): | None |
| Designated market maker: | RBC Dominion Securities Inc. |
| Security ownership registration: | CDS book-entry only system |
| Investor relations: | Cameron Hurst 416-304-9360 cameron.hurst@equiumcapital.com |
| Incorporation: | The Fund is an open-end unit trust established under the laws of the Province of Ontario pursuant to a master declaration of trust dated March 21, 2017 as amended on October 23, 2017. |
| Manager and Trustee: | Equium Capital Management Inc. |
| Fiscal year end: | December 31 |
| Nature of business: | The Fund's investment objective is to achieve long-term capital appreciation by investing primarily in a mix of global equity securities, fixed income investments, derivative securities, and money market instruments. The Fund may obtain exposure to these securities directly or through ETFs. |
| Transfer agent and registrar: | TSX Trust Company at its principal office in Toronto. |
| Distributions: | Cash distributions on units of the ETF Series of the Fund may be made from time to time throughout the year in the manager's discretion. On an annual basis, the Fund will ensure that the net income and net realized capital gains of the Fund have been distributed to unitholders to such an extent that the Fund will not be liable for ordinary income tax thereon. To the extent that the Fund has not distributed a sufficient amount of its net income or net realized capital gains in any year, a distribution will be paid to unitholders at the end of the year and that distribution will be automatically reinvested in additional units of the Fund. Immediately following such reinvestment, the number of units outstanding will be consolidated so that the net asset value per unit following the distribution and reinvestment is the same as it would have been if the distribution had not been paid. |
| Sponsorship: | Not applicable |
| Offering document: | Simplified Prospectus dated October 23, 2017, which is available at www.SEDAR.com. Capitalized terms not otherwise defined herein are as defined in the Prospectus. |
| Initial public offering: | Units of the Funds will be issued and sold on a continuous basis. There is no maximum number of Units that may be issued. Units sold in connection with the initial public offering for the Fund will amount to 250,000 Units at a price of $20.00 per Unit. |
| TSX contact: | Julie K. Shin, Director, Listed Issuer Services, Toronto Stock Exchange. |
