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Exchange Bulletin

Horizons Robotics and Automation Index ETF (ROBO) To Trade On Toronto Stock Exchange


November 27, 2017

Issuer: Horizons Robotics and Automation Index ETF

SecuritySymbolCUSIPIssued and Outstanding SecuritiesReserved SecuritiesIssue Price
Class A units ("Class A Units") ROBO 44053Q 10 6 750,001 None $25.00
Listing category: Non-Corporate
Trading currency: CDN$
Transaction: Initial public offering of Class A Units (the "Offering")
Listing date: November 28, 2017 (as at 5:01 pm) in anticipation of closing of the Offering.
Anticipated closing date: November 29, 2017 (prior to the opening)
Posted for trading date: November 29, 2017 (at the opening) subject to confirmation of closing of the Offering.
Other market(s): None
Designated market maker: National Bank Financial Inc.
Security ownership registration: CDS book-entry only system
Investor relations: Martin Fabregas
Tel.: (416) 601-2508
mfabregas@horizonsetfs.com
Incorporation: The ETF is an open-end mutual fund trust established under the laws of Ontario, on November 7, 2017 pursuant to an amended and restated master declaration of trust.
Manager and Trustee: Horizons ETFs Management (Canada) Inc.
Fiscal year end: December 31
Nature of business: The ETF seeks to replicate, to the extent possible, the performance of the ROBO Global® Robotics and Automation Index (the "Underlying Index"), net of expenses. The Underlying Index is designed to provide exposure to the performance of equity securities of robotics-related and/or automation-related companies. The ETF seeks to hedge its U.S. currency exposure to the Canadian dollar at all times.
Transfer agent and registrar: AST Trust Company (Canada) at its principal office in Toronto.
Distributions: The ETF is not expected to make regular cash distributions.
Sponsorship: Not applicable
Offering document: Prospectus dated November 7, 2017, which is available at www.SEDAR.com. Capitalized terms not otherwise defined herein are as defined in the Prospectus.
Initial public offering: 750,001 Class A Units will be issued at a subscription price of $25.00 per Unit. The ETF is authorized to issue an unlimited number of Class A Units, each of which represents an equal, undivided interest in the net assets of the ETF. Class A Units of the ETF are being issued and sold on a continuous basis and there is no maximum number of Class A Units that may be issued.
TSX contact: Julie K. Shin,
Director, Listed Issuer Services,
Toronto Stock Exchange.