Exchange Bulletin

Harvest Banks & Buildings Income ETF (HCBB) To Trade On Toronto Stock Exchange


March 27, 2018

Issuer: Harvest Banks & Buildings Income ETF

SecuritySymbolIssued and Outstanding SecuritiesReserved SecuritiesIssue Price
Class A units HCBB 100,000 None C$20.00
Listing category: Non-Corporate
Trading currency: CDN$
Transaction: Initial public offering of Class A Units (the “Units”) (the “Offering”)
Listing date: March 28, 2018 (as at 5:01 pm) in anticipation of closing of the Offering.
Anticipated closing date: March 29, 2018 (prior to the opening)
Posted for trading date: March 29, 2018 (at the opening) subject to confirmation of closing of the Offering.
Other market(s): None
Designated market maker: CIBC World Markets Inc.
Security ownership registration: CDS book-entry only system
Investor relations: Michael Kovacs
Tel.: (416) 649-4541
info@harvestportfolios.com
Incorporation: The ETF is an exchange-traded mutual fund trust established under the laws of the Province of Ontario on January 26, 2018 pursuant to an amended and restated master declaration of trust
Manager and Trustee: Harvest Portfolios Group Inc.
Fiscal year end: December 31
Nature of business: The ETF’s investment objectives are to generate monthly income and to maximize total returns by investing primarily in a portfolio of Banking Issuers, other Financial Issuers and real estate related companies and/or REITs listed on a recognized stock exchange in North America.
Transfer agent and registrar: TSX Trust Company at its principal office in Toronto
Distributions: Any cash distributions on Units of the ETF are expected to be made monthly.
Sponsorship: Not applicable
Offering document: Prospectus dated January 26, 2018, which is available at www.SEDAR.com. Capitalized terms not otherwise defined herein are as defined in the Prospectus.
Initial public offering: Units will be issued and sold on a continuous basis. A Unit of the ETF represents an undivided interest in the net assets of the ETF. The ETF is entitled to issue an unlimited number of Units. Units sold in connection with the initial public offering for the ETF will amount to 100,000 Units at a price of $20.00 per Unit.
TSX contact: Julie K. Shin,
Director,
Listed Issuer Services,
Toronto Stock Exchange.

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