Exchange Bulletin

Horizons Global Sustainability Leaders Index ETF (ETHI) To Trade On Toronto Stock Exchange

October 30, 2018

Issuer: Horizons Global Sustainability Leaders Index ETF

SecuritySymbolIssued and Outstanding SecuritiesReserved SecuritiesIssue Price
Class A units ("Class A Units") ETHI 200,001 None $25.00
Listing category: Non-Corporate
Trading currency: CDN$
Transaction: Initial public offering of Class A Units (the "Offering")
Listing date: October 31, 2018 (as at 5:01 pm) in anticipation of closing of the Offering.
Anticipated closing date: November 1, 2018 (prior to the opening)
Posted for trading date: November 1, 2018 (at the opening) subject to confirmation of closing of the Offering.
Other market(s): None
Designated market maker: National Bank Financial Inc.
Security ownership registration: CDS book-entry only system
Investor relations: Martin Fabregas
Tel.: (416) 601-2508
Incorporation: The ETF is an open-end mutual fund trust established under the laws of Ontario, on October 22, 2018 pursuant to an amended and restated master declaration of trust.
Manager and Trustee: Horizons ETFs Management (Canada) Inc.
Fiscal year end: December 31
Nature of business: The ETF seeks to replicate, to the extent possible, the performance of the Nasdaq Future Global Sustainability Leaders Index, net of expenses. The Nasdaq Future Global Sustainability Leaders Index is designed to provide exposure to the performance of a basket of large-cap equity securities of companies that are global climate change leaders (as measured by their relative carbon efficiency), and are not materially engaged in activities deemed inconsistent with responsible investment considerations. The ETF seeks to hedge the U.S. dollar value of its portfolio to the Canadian dollar at all times.
Transfer agent and registrar: AST Trust Company (Canada) at its principal office in Toronto.
Distributions: It is anticipated that the ETF may make distributions to its Unitholders on a quarterly basis, at the discretion of the Manager.
Sponsorship: Not applicable
Offering document: Prospectus dated October 22, 2018, which is available at Capitalized terms not otherwise defined herein are as defined in the Prospectus.
Initial public offering: 200,001 Class A Units will be issued at a subscription price of $25.00 per Unit. The ETF is authorized to issue an unlimited number of Class A Units, each of which represents an equal, undivided interest in the net assets of the ETF. Class A Units of the ETF are being issued and sold on a continuous basis and there is no maximum number of Class A Units that may be issued.
TSX contact: Julie K. Shin, Managing Director, Toronto Stock Exchange.