Exchange Bulletin
TD Select U.S. Short Term Corporate Bond Ladder ETF (TUSB, TUSB.U) To Trade On Toronto Stock Exchange
November 12, 2018
Issuer: TD Select U.S. Short Term Corporate Bond Ladder ETF (the "ETF")
| Security | Symbol | Issued and Outstanding Securities | Reserved Securities | Issue Price |
|---|---|---|---|---|
| CAD Units | TUSB | 100,000 | None | CDN$15.00 |
| USD Units | TUSB.U | 100,000 | None | US$11.39 |
| Listing category: | Non-Corporate |
| Trading currency CAD Units: | CDN$ |
| Trading currency USD Units: | US$ |
| Transaction: | Initial public offering of CAD Units and USD Units (together, the "Units") (the "Offering") |
| Anticipated closing date: | November 14, 2018 |
| Listing date: | November 13, 2018 (as at 5:01 pm) subject to confirmation of closing of the Offering. |
| Posted for trading date: | November 14, 2018 (at the opening) subject to confirmation of closing of the Offering. |
| Other market(s): | None |
| Designated market maker: | TD Securities Inc. |
| Security ownership registration: | CDS book-entry system as well as Non-certificated form administered by CDS. |
| Investor relations: | Huck Oon Associate Vice President Huck.Oon@td.com 416-308-9049 Jai Gandhi Vice President & Director Jai.Gandhi@td.com 416-308-3258 |
| Incorporation: | The ETF is an exchange-traded mutual fund established as a trust pursuant to the Declaration of Trust dated October 29, 2018 under the laws of the Province of Ontario. |
| Manager and Trustee: | TD Asset Management Inc. |
| Fiscal year end: | December 31 |
| Nature of business: | The ETF seeks to earn a high rate of interest while preserving capital through exposure to the performance of a diversified portfolio of primarily investment-grade U.S. corporate bonds, divided ("laddered") into five groupings with staggered maturities from approximately one to five years. The ETF may also seek added value from non-investment-grade debt instruments to enhance total return. |
| Transfer agent and registrar: | AST Trust Company (Canada) at its principal office in Toronto. |
| Distributions: | Cash distributions, if any, are expected to be made monthly in the currency in which Units are denominated. |
| Sponsorship: | Not applicable |
| Offering document: | Prospectus dated October 31, 2018, which is available at www.SEDAR.com. Capitalized terms not otherwise defined herein are as defined in the Prospectus. |
| Additional Information: | The USD Units will be quoted and traded on Toronto Stock Exchange in US funds and trading information regarding the USD Units will appear under the heading "Trading in US Funds" in the TSX Monthly Review. |
| Initial public offering: | 100,000 CAD Units will be issued at a subscription price of CDN$15.00 per CAD Unit and 100,000 USD Units at a subscription price of US$11.39 per USD Unit. The ETF is authorized to issue an unlimited number of Units. Each Unit of each class of the ETF has equal rights and privileges. The Units of the ETF are being issued and sold on a continuous basis and there is no maximum number of Units that may be issued. |
| TSX contact: | Julie K. Shin, Managing Director, Toronto Stock Exchange. |
