Exchange Bulletin

Harvest Equal Weight Global Utilities Income ETF (HUTL) To Trade On Toronto Stock Exchange

January 11, 2019

Issuer:  Harvest Equal Weight Global Utilities Income ETF



Issued and Outstanding Securities

Reserved Securities

Issue Price

Class A units ("Units")





Listing category:


Trading currency:



Initial public offering of Units (the "Offering")

Listing date:

January 14, 2019 (as at 5:01 pm) in anticipation of closing of the Offering.

Anticipated closing date:

January 15, 2019 (prior to the opening)

Posted for trading date:

January 15, 2019 (at the opening) subject to confirmation of closing of the Offering.

Other market(s):


Designated market maker:

CIBC World Markets Inc.

Security ownership registration:

CDS book-entry only system

Investor relations:

Michael Kovacs

(416) 649-4541


The ETF is an exchange-traded mutual fund trust established under the laws of the Province of Ontario on January 7, 2019 pursuant to an amended and restated declaration of trust

Manager and Trustee:

Harvest Portfolios Group Inc.

Fiscal year end:

December 31

Nature of business:

The ETF's investment objectives are to provide Unitholders with (i)

monthly cash distributions; (ii) the opportunity for capital appreciation; and (iii) lower overall volatility of portfolio returns than would otherwise be experienced by owning Equity Securities of the Global Utility Issuers directly. To achieve lower overall volatility of portfolio returns, the ETF will generally write covered call options on up to 33% of the portfolio securities. The level of covered call option writing may vary based on market volatility and other factors.

Transfer agent and registrar:

State Street Trust Company Canada at its principal office in Toronto


Cash distributions on Units of the ETF are expected to be made monthly, if any.


Not applicable

Offering document:

Prospectus dated January 7, 2019, which is available at Capitalized terms not otherwise defined herein are as defined in the Prospectus.

Initial public offering:

Units will be issued and sold on a continuous basis. A Unit of the ETF represents an undivided interest in the net assets of the ETF. The ETF is entitled to issue an unlimited number of Units. Units sold in connection with the initial public offering for the ETF will amount to 100,000 Units at a price of $20.00 per Unit.

TSX contact:

Julie K. Shin, Managing Director, Toronto Stock Exchange.