| Date | Company |
|---|---|
| November 16, 2016 | First Trust Canadian Capital Strength ETF (FST, FST.A) |
| November 15, 2016 | Pershing Gold Corporation (PGLC) |
| November 2, 2016 | Red Eagle Mining Corporation (R) |
| November 1, 2016 | Pacific Exploration & Production Corporation (PEN) |
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