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Security Based Compensation Policy

December 1, 2021

TMX Group
Trading, Disclosure, Governance, Follow-on Transactions

TSX Venture Exchange is pleased to announce changes to its policies regarding Security Based Compensation. Policy 4.4 - Security Based Compensation covers a variety of types of Security Based Compensation, such as deferred share units, performance share units, restricted share units and stock appreciation rights. Amendments have also been made to the Form 4G Summary Form - Security Based Compensation. More information can be found in the Security Based Compensation Bulletin Notice.
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CSA & IIROC
The Canadian Securities Administrators and the Investment Industry Regulatory Organization of Canada are seeking input from issuers on the current regulatory framework surrounding short selling in Canada. Feedback and comments should be submitted in writing on or before March 8th, 2023.

January 6, 2023

TMX Group
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