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Security Based Compensation Policy

December 1, 2021

TMX Group
Trading, Disclosure, Governance, Follow-on Transactions

TSX Venture Exchange is pleased to announce changes to its policies regarding Security Based Compensation. Policy 4.4 - Security Based Compensation covers a variety of types of Security Based Compensation, such as deferred share units, performance share units, restricted share units and stock appreciation rights. Amendments have also been made to the Form 4G Summary Form - Security Based Compensation. More information can be found in the Security Based Compensation Bulletin Notice.
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February 21, 2025

TMX Group
TMX Group (TMX) has been advocating on behalf of Toronto Stock Exchange (TSX) and Venture Exchange (TSXV) listed issuers for meaningful improvements to trading rules and policies set by the Canadian Investment Regulatory Organization (CIRO) and other industry regulators.
While the process of disseminating material press releases may seem straightforward, we consistently observe issuers on both Toronto Stock Exchange (TSX) and TSX Venture Exchange (TSXV) that tend to fall outside our timely disclosure policy. This article aims to clarify the essential steps and highlight common pitfalls to ensure your company maintains compliance and transparency and maximizes the reach of your critical announcements.