Exchange Bulletin

Brompton Global Real Assets Dividend ETF (BREA) To Trade On Toronto Stock Exchange

April 30, 2020

Issuer: Brompton Global Real Assets Dividend ETF (the "ETF")

SecuritySymbolIssued and Outstanding SecuritiesReserved SecuritiesIssue Price
CAD Units BREA 50,000 None $20.00
Listing category: Non-Corporate
Trading currency: CDN$
Transaction: Initial public offering of CAD Units (the "Offering")
Anticipated closing date: April 30, 2020
Listing date: May 1, 2020 (as at 5:01 pm) subject to confirmation of closing of the Offering.
Posted for trading date: May 4, 2020 (at the opening) subject to confirmation of closing of the Offering.
Other market(s): None
Designated market maker: TD Securities Inc.
Security ownership registration: Non-certificated, book-based system administered by CDS
Investor relations: Christopher Cullen
Senior Vice President
(416) 642-9064 
Incorporation: The ETF is an exchange traded mutual fund established under the laws of the Province of Ontario pursuant to an amended and restated declaration of trust dated as of October 5, 2018, as amended and restated as of April 20, 2020.
Manager and Trustee: Brompton Funds Limited
Fiscal year end: December 31
Nature of business: The investment objectives of the ETF are to provide unitholders with stable monthly cash distributions, and the opportunity for capital appreciation and lower overall volatility of portfolio returns than would otherwise be experienced by owning securities of global Real Asset Companies (as defined in the Prospectus) directly. The ETF seeks to hedge substantially all of its direct foreign currency exposure back to the Canadian dollar.
Transfer agent and registrar: TSX Trust Company at its principal office in Toronto.
Distributions: Cash distributions of income, if any, will be payable monthly.
Sponsorship: Not applicable
Offering document: Prospectus dated April 20, 2020, which is available at Capitalized terms not otherwise defined herein are as defined in the Prospectus.
Initial public offering: 50,000 CAD Units will be issued at a subscription price of $20.00 per CAD Unit. The ETF is authorized to issue an unlimited number of CAD Units, each of which represents an equal, undivided interest in the net assets of the ETF. CAD Units of the ETF are being issued and sold on a continuous basis and there is no maximum number of CAD Units that may be issued.
TSX contact: Chris Birkett,
Managing Director,
Toronto Stock Exchange.