Exchange Bulletin
Horizons Robotics and Automation Index ETF (ROBO) To Trade On Toronto Stock Exchange
Issuer: Horizons Robotics and Automation Index ETF
Security | Symbol | CUSIP | Issued and Outstanding Securities | Reserved Securities | Issue Price |
---|---|---|---|---|---|
Class A units ("Class A Units") | ROBO | 44053Q 10 6 | 750,001 | None | $25.00 |
Listing category: | Non-Corporate |
Trading currency: | CDN$ |
Transaction: | Initial public offering of Class A Units (the "Offering") |
Listing date: | November 28, 2017 (as at 5:01 pm) in anticipation of closing of the Offering. |
Anticipated closing date: | November 29, 2017 (prior to the opening) |
Posted for trading date: | November 29, 2017 (at the opening) subject to confirmation of closing of the Offering. |
Other market(s): | None |
Designated market maker: | National Bank Financial Inc. |
Security ownership registration: | CDS book-entry only system |
Investor relations: | Martin Fabregas Tel.: (416) 601-2508 mfabregas@horizonsetfs.com |
Incorporation: | The ETF is an open-end mutual fund trust established under the laws of Ontario, on November 7, 2017 pursuant to an amended and restated master declaration of trust. |
Manager and Trustee: | Horizons ETFs Management (Canada) Inc. |
Fiscal year end: | December 31 |
Nature of business: | The ETF seeks to replicate, to the extent possible, the performance of the ROBO Global® Robotics and Automation Index (the "Underlying Index"), net of expenses. The Underlying Index is designed to provide exposure to the performance of equity securities of robotics-related and/or automation-related companies. The ETF seeks to hedge its U.S. currency exposure to the Canadian dollar at all times. |
Transfer agent and registrar: | AST Trust Company (Canada) at its principal office in Toronto. |
Distributions: | The ETF is not expected to make regular cash distributions. |
Sponsorship: | Not applicable |
Offering document: | Prospectus dated November 7, 2017, which is available at www.SEDAR.com. Capitalized terms not otherwise defined herein are as defined in the Prospectus. |
Initial public offering: | 750,001 Class A Units will be issued at a subscription price of $25.00 per Unit. The ETF is authorized to issue an unlimited number of Class A Units, each of which represents an equal, undivided interest in the net assets of the ETF. Class A Units of the ETF are being issued and sold on a continuous basis and there is no maximum number of Class A Units that may be issued. |
TSX contact: | Julie K. Shin, Director, Listed Issuer Services, Toronto Stock Exchange. |